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CAREERS
CONTACT
CHECK REGISTRATION CSA/ACVM
About the ASC
  • About the ASC
  • ASC Strategic Plan
  • Organization & governance
  • ASC Members
  • Executive Management
  • Advisory Committees
  • Careers
  • Career Opportunities
  • Hear From Our People
  • Why Choose the ASC
  • New Employees & Students
  • FAQs
  • Accessing Records
  • Frequently Asked Questions
  • Glossary
  • Contact Us
Complain or Report
  • Complain or Report
  • Recognizing a Scam
  • Reporting Suspicious Investments
  • File an Investor Complaint
  • Office of the Whistleblower
Securities Law & Policy
  • Securities Law & Policy
  • Act & Regulation
  • Regulatory Instruments
  • Regulatory Updates
  • Authorizations & Memorandums of Understanding
  • Miscellaneous Notices
  • Blanket Orders & Designation Orders
Issuer Regulation
  • Issuer Regulation
  • Oil & Gas
  • Fostering Alberta's New Economy
  • Small Business Capital Formation
  • Common Capital Raising Exemptions
  • Financial Innovation in the Capital Markets
  • Considerations When Investing in New Business
  • Exempt Financing
  • Exemption Orders
  • Fees & Filing Deadlines
  • Ongoing Disclosure
  • Insider Reporting
  • Reporting Issuer List
  • Cease Trade Orders
  • Decisions and Orders
Registrant & Market Regulation
  • Registrant & Market Regulation
  • Registrant Toolkit
  • How to Apply
  • Frequently Used Forms & Fees
  • Information about Exemptions
  • Education
  • Self-Regulatory Organizations
  • Exchanges, Alternative Trading Systems, Clearing Agencies & Trade Repositories
  • Regulatory Reform of Over-the-Counter Derivatives
  • Exemption Orders
  • Decisions & Orders
News & Publications
  • News & Publications
  • News Releases
  • Reports & Publications
  • Investor Alerts
  • Events & Presentations
Enforcement
  • Enforcement
  • ASC Proceedings
  • Appearing Before the ASC
  • Status of Current Proceedings
  • Unpaid Orders
  • Notices, Decisions & Orders
  • File an Investor Complaint
  • Office of the Whistleblower
  • Automatic Reciprocation

March is Fraud Prevention Month! 

Do you know what it means to be an informed investor?

Read More
        
Copyright & Disclaimer
Privacy Statement
Copyright © Alberta Securities Commission 2025

Regulatory Instrument Details

Securities Law and Policy
  • Act & Regulation
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    • Test
  • Authorizations & Memorandums of Understanding
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41-101 General Prospectus Requirements [NI]

41-101
No documents found

Proposed Amendments Related to 41-101

No documents found
Related (0) Historic (0)
No documents found
No documents found

News Releases Related to 41-101

Title
Date
Canadian securities regulators seek comment on the proposed modernization of the prospectus filings model for investment funds
Jan 27, 2022
Canadian Securities Regulators Adopt “Pre-Marketing” and “Marketing” Amendments to Prospectus Rules
May 30, 2013
Canadian Securities Regulators Adopt Amendments to Prospectus Rules
Feb 28, 2013
Canadian Securities Regulators Adopt Amendments to Improve Scholarship Plan Disclosure for Investors
Jan 10, 2013
Canadian Securities Regulators Propose Amendments to “Pre-Marketing” and “Marketing” Prospectus Rules
Nov 25, 2011
Canadian Securities Regulators Take Steps to Improve Scholarship Plan Disclosure for Investors
Mar 24, 2010
Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions
Oct 06, 2009
Canadian Regulators Adopt Harmonized Prospectus Rule
Mar 13, 2008
Canadian Regulators Seek Comment on Passport System
Mar 28, 2007
Canadian Regulators Propose Harmonized Prospectus Rule for Market Participants
Dec 21, 2006
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600, 250 - 5th St SW,
Calgary, AB T2P 0R4

(403) 297-6454

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