Act & Regulation
The Securities Act (Alberta), RSA 2000 cS-4, is the statute that establishes Alberta's securities laws and gives the Alberta Securities Commission its powers and duties. The Revised Statutes of Alberta (RSA) 2000 came into effect on January 1, 2002. Since that revision, the Act has been amended a number of times over the years. The statutes that contain these amendments are linked below, and each one can be viewed by clicking on the name of the statute.
Looking for the Alberta Securities Commission Rules (General) and Forms? See Regulatory Instruments.
Amending Enactment |
Date of Royal Assent |
Proclamation Information |
Sections Awaiting Proclamation |
Sections
|
| Securities Amendment Act, 2018 (Bill 20) |
Nov. 19, 2018 | N/A | None - the entire Act came into force on Royal Assent |
N/A |
| Securities Amendment Act, 2017 (Bill 13) |
June 7, 2017 | N/A | None - the entire Act came into force on Royal Assent |
N/A |
| Securities Amendment Act, 2016 (Bill 6) |
May 27, 2016 | s.21 of SAA, 2016 See also Order in Council: 152/2017 |
None | N/A |
| Securities Amendment Act, 2015 (Bill 15) |
March 30, 2015 | N/A | None - the entire Act came into force on Royal Assent |
N/A |
| Securities Amendment Act, 2014 (Bill 5) |
Dec. 17, 2014 | s.59 of SAA, 2014 See also Order in Council: 145/2015 |
22, 23, 24 and 55(b) | |
| Securities Amendment Act, 2014 (Bill 3) |
March 13, 2014 | s.29 of SAA, 2014 See also Order in Council: 383/2014 |
None | N/A |
| Securities Amendment Act, 2011 (Bill 4) |
April 29, 2011 | s.19 of SAA, 2011 See also Orders in Council: 89/2012 162/2013 383/2014 |
None | 2(a) will not be pursued and was effectively replaced by 2(a) of the Securities Amendment Act, 2014 (Bill 3) |
| Securities Amendment Act, 2010 (Bill 13) |
April 22, 2010 | s.23 of SAA, 2010 See also Orders in Council: 252/2010 394/2010 88/2012 |
None | N/A |
| Securities Amendment Act, 2009 (Bill 17) |
May 26, 2009 | N/A | None - the entire Act came into force on Royal Assent |
N/A |
| Securities Amendment Act, 2008 (Bill 38) |
Nov. 4, 2008 | s.21 of SAA, 2008 See also Orders in Council: 453/2009 |
None | 5 and 14 were repealed and replaced by 17 of the Securities Amendment Act, 2011 (Bill 4) |
| Securities Amendment Act, 2007 (Bill 21) |
April 20, 2007 | s.26 of SAA, 2007 See also Orders in Council: 452/2009 |
None |
2(e) was repealed
10 was repealed and
replaced by 16 of the Securities Amendment |
| Securities Amendment Act, 2006 (Bill 25) |
May 24, 2006 | s.62 of SAA, 2006 See also Orders in Council: 277/2006 436/2006 524/2006 615/2006 42/2008 27/2008 451/2009 209/2010 162/2013 |
None | 3 was repealed and replaced by 22 of the
Securities Amendment Act, 2010 (Bill 13) 37 and 40 will not be pursued and were effectively repealed via the Statues Repeal Act (Alberta) 27, 28 and 49(a) were repealed and replaced by 15(a), (b) and (c) of the Securities Amendment Act, 2011 (Bill 4) |
| Securities Amendment Act, 2005 (Bill 19) |
May 10, 2005 | s.33 of SAA, 2005 See also Orders in Council: 274/2005 431/2005 |
None | N/A |
| Securities Amendment Act, 2003 (Bill 14) |
May 16, 2003 | s.39 of SAA, 2003 See also Orders in Council: 273/2003 113/2005 |
None | N/A |
Regulation
Securities Regulations are laws made by the Lieutenant Governor in Council. The current Securities Regulation establishes the process the ASC must follow to make rules.