Regulatory Instrument Details

Securities Law and Policy

23-102 Use Of Client Brokerage Commissions [NI]

23-102
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Proposed Amendments Related to 23-102

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Related (0) Historic (0)
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News Releases Related to 23-102

Title
Date
Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions
Oct 06, 2009
Canadian Regulators Seek Comments on Soft Dollar Arrangements
Jul 21, 2006