Alberta Securities Commission Logo Alberta Securities Commission Logo
Securities Law & Policy
Sedar + Careers Contact
Menu
Alberta Securities Commission Logo Alberta Securities Commission Logo
checkfirst
CAREERS
CONTACT
CHECK REGISTRATION CSA/ACVM
600, 250 - 5th St SW, Calgary, AB T2P 0R4
(403) 297-6454

About the ASC

  • ASC Strategic Plan
  • Organization & governance
  • ASC Members
  • Executive Management
  • Advisory Committees
  • Careers
  • Career Opportunities
  • Hear From Our People
  • Why Choose the ASC
  • New Employees & Students
  • FAQs
  • Accessing Records
  • Frequently Asked Questions
  • Glossary
  • Contact Us

Complain or Report

  • Recognizing a Scam
  • Reporting Suspicious Investments
  • File an Investor Complaint
  • Office of the Whistleblower

Securities Law & Policy

  • Act & Regulation
  • Regulatory Instruments
  • Regulatory Updates
  • Authorizations & Memorandums of Understanding
  • Miscellaneous Notices
  • Blanket Orders & Designation Orders

Issuer Regulation

  • Oil & Gas
  • Fostering Alberta's New Economy
  • Small Business Capital Formation
  • Common Capital Raising Exemptions
  • Financial Innovation in the Capital Markets
  • Considerations When Investing in New Business
  • Exempt Financing
  • Exemption Orders
  • Fees & Filing Deadlines
  • Ongoing Disclosure
  • Insider Reporting
  • Reporting Issuer List
  • Cease Trade Orders
  • Decisions and Orders

Registrant & Market Regulation

  • Registrant Toolkit
  • How to Apply
  • Frequently Used Forms & Fees
  • Information about Exemptions
  • Education
  • Self-Regulatory Organizations
  • Exchanges, Alternative Trading Systems, Clearing Agencies & Trade Repositories
  • Regulatory Reform of Over-the-Counter Derivatives
  • Exemption Orders
  • Decisions & Orders

News & Publications

  • News Releases
  • Reports & Publications
  • Investor Alerts
  • Events & Presentations

Enforcement

  • ASC Proceedings
  • Appearing Before the ASC
  • Status of Current Proceedings
  • Unpaid Orders
  • Notices, Decisions & Orders
  • File an Investor Complaint
  • Office of the Whistleblower
  • Automatic Reciprocation

March is Fraud Prevention Month! 

Do you know what it means to be an informed investor?

Read More
        
Copyright & Disclaimer
Privacy Statement
Copyright © Alberta Securities Commission 2025
Alberta Securities Commission Logo
checkfirst
CAREERS
CONTACT
CHECK REGISTRATION CSA/ACVM
About the ASC
  • About the ASC
  • ASC Strategic Plan
  • Organization & governance
  • ASC Members
  • Executive Management
  • Advisory Committees
  • Careers
  • Career Opportunities
  • Hear From Our People
  • Why Choose the ASC
  • New Employees & Students
  • FAQs
  • Accessing Records
  • Frequently Asked Questions
  • Glossary
  • Contact Us
Complain or Report
  • Complain or Report
  • Recognizing a Scam
  • Reporting Suspicious Investments
  • File an Investor Complaint
  • Office of the Whistleblower
Securities Law & Policy
  • Securities Law & Policy
  • Act & Regulation
  • Regulatory Instruments
  • Regulatory Updates
  • Authorizations & Memorandums of Understanding
  • Miscellaneous Notices
  • Blanket Orders & Designation Orders
Issuer Regulation
  • Issuer Regulation
  • Oil & Gas
  • Fostering Alberta's New Economy
  • Small Business Capital Formation
  • Common Capital Raising Exemptions
  • Financial Innovation in the Capital Markets
  • Considerations When Investing in New Business
  • Exempt Financing
  • Exemption Orders
  • Fees & Filing Deadlines
  • Ongoing Disclosure
  • Insider Reporting
  • Reporting Issuer List
  • Cease Trade Orders
  • Decisions and Orders
Registrant & Market Regulation
  • Registrant & Market Regulation
  • Registrant Toolkit
  • How to Apply
  • Frequently Used Forms & Fees
  • Information about Exemptions
  • Education
  • Self-Regulatory Organizations
  • Exchanges, Alternative Trading Systems, Clearing Agencies & Trade Repositories
  • Regulatory Reform of Over-the-Counter Derivatives
  • Exemption Orders
  • Decisions & Orders
News & Publications
  • News & Publications
  • News Releases
  • Reports & Publications
  • Investor Alerts
  • Events & Presentations
Enforcement
  • Enforcement
  • ASC Proceedings
  • Appearing Before the ASC
  • Status of Current Proceedings
  • Unpaid Orders
  • Notices, Decisions & Orders
  • File an Investor Complaint
  • Office of the Whistleblower
  • Automatic Reciprocation

March is Fraud Prevention Month! 

Do you know what it means to be an informed investor?

Read More
        
Copyright & Disclaimer
Privacy Statement
Copyright © Alberta Securities Commission 2025

Regulatory Instrument Details

Securities Law and Policy
  • Act & Regulation
  • Regulatory Instruments
  • Regulatory Updates
    • Test
  • Authorizations & Memorandums of Understanding
  • Miscellaneous Notices
  • Blanket Orders and Designation Orders

13-102 System Fees [MI]

13-102
No documents found

Proposed Amendments Related to 13-102

No documents found
Related (0) Historic (0)
No documents found
No documents found

News Releases Related to 13-102

Title
Date
Canadian Securities Regulators provide guidance for making prospectus-exempt market offering and disclosure filings on SEDAR
Apr 21, 2016
Canadian Securities Regulators require use of SEDAR for certain exempt market filings
Dec 03, 2015
Canadian Securities Regulators propose using SEDAR for certain exempt market filings
Jun 30, 2015
New service provider for the operation of the CSA National Systems
Apr 25, 2013
Contact

600, 250 - 5th St SW,
Calgary, AB T2P 0R4

(403) 297-6454

Media

GLOSSARY

Careers
  • Career Opportunities
  • Hear from our People
  • Why Choose the ASC
  • New Employees & Students
  • FAQs
Copyright & Disclaimer

PRIVACY STATEMENT

  • Privacy Policy
  • Social Media Policy

 

Copyright © Alberta Securities Commission 2025
Check registration csa
        
Copyright & Disclaimer Privacy Statement
Copyright © Alberta Securities Commission

We respect your privacy

We need your consent to collect cookies. This website uses cookies to enhance your experience and provide a more personalized service. By clicking “Accept all cookies”, you consent to our use of cookies.

Privacy statement

These cookies are required for a website’s basic functions. They therefore cannot be disabled. They do not collect personal information.

These cookies help us understand how you use our website and measure website performance so we can improve content relevance and site navigation and deliver a better user experience.

These cookies enable us to seek your opinion on the features and content of our website so we can improve our content and deliver a better digital experience.

;