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CAREERS
CONTACT
CHECK REGISTRATION CSA/ACVM
About the ASC
  • About the ASC
  • ASC Strategic Plan
  • Organization & governance
  • ASC Members
  • Executive Management
  • Advisory Committees
  • Careers
  • Career Opportunities
  • Hear From Our People
  • Why Choose the ASC
  • New Employees & Students
  • FAQs
  • Accessing Records
  • Frequently Asked Questions
  • Glossary
  • Contact Us
Complain or Report
  • Complain or Report
  • Recognizing a Scam
  • Reporting Suspicious Investments
  • File an Investor Complaint
  • Office of the Whistleblower
Securities Law & Policy
  • Securities Law & Policy
  • Act & Regulation
  • Regulatory Instruments
  • Regulatory Updates
  • Authorizations & Memorandums of Understanding
  • Miscellaneous Notices
  • Blanket Orders & Designation Orders
Issuer Regulation
  • Issuer Regulation
  • Oil & Gas
  • Fostering Alberta's New Economy
  • Small Business Capital Formation
  • Common Capital Raising Exemptions
  • Financial Innovation in the Capital Markets
  • Considerations When Investing in New Business
  • Exempt Financing
  • Exemption Orders
  • Fees & Filing Deadlines
  • Ongoing Disclosure
  • Insider Reporting
  • Reporting Issuer List
  • Cease Trade Orders
  • Decisions and Orders
Registrant & Market Regulation
  • Registrant & Market Regulation
  • Registrant Toolkit
  • How to Apply
  • Frequently Used Forms & Fees
  • Information about Exemptions
  • Education
  • Self-Regulatory Organizations
  • Exchanges, Alternative Trading Systems, Clearing Agencies & Trade Repositories
  • Regulatory Reform of Over-the-Counter Derivatives
  • Exemption Orders
  • Decisions & Orders
News & Publications
  • News & Publications
  • News Releases
  • Reports & Publications
  • Investor Alerts
  • Events & Presentations
Enforcement
  • Enforcement
  • ASC Proceedings
  • Appearing Before the ASC
  • Status of Current Proceedings
  • Unpaid Orders
  • Notices, Decisions & Orders
  • File an Investor Complaint
  • Office of the Whistleblower
  • Automatic Reciprocation

March is Fraud Prevention Month! 

Do you know what it means to be an informed investor?

Read More
        
Copyright & Disclaimer
Privacy Statement
Copyright © Alberta Securities Commission 2025

Regulatory Instrument Details

Securities Law and Policy
  • Act & Regulation
  • Regulatory Instruments
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    • Test
  • Authorizations & Memorandums of Understanding
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81-102 Investment Funds [NI]

81-102
No documents found

Proposed Amendments Related to 81-102

No documents found
Related (0) Historic (0)
No documents found
No documents found

News Releases Related to 81-102

Title
Date
Canadian securities regulators publish amendments to finalize Alternative Mutual Funds Framework
Oct 04, 2018
Publication of a CSA Multilateral Staff Notice regarding the filing of the report by the auditor required by National Instrument 81-102 Investment Funds
Jun 08, 2017
Canadian securities regulators outline steps to support transition to T+2
Apr 27, 2017
Canadian Securities Regulators Seek Comment on Alternative Funds Framework
Sep 22, 2016
Canadian Securities Regulators finalize significant changes to the rights offering regime
Sep 24, 2015
Canadian securities regulators adopt amendments to modernize investment fund rules
Jun 19, 2014
Canadian Securities Regulators Seek Comment on Proposals to Modernize Investment Fund Rules
Mar 27, 2013
Canadian Securities Regulators Seek Feedback on Next Phase of Investment Funds Modernization Initiative
May 26, 2011
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(403) 297-6454

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